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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

6333 Fm 1960 W, Houston, TX 77069 • United States

2 Riverway Drive Suite 1400, Houston, TX 77056 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

2 Riverway Ste 1400, Houston, TX 77056 • United States

6333 Fm 1960 W, Houston, TX 77069-4003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2017 01/2018
Russell Honda Sherwood AR 10/2016 05/2017
Cetera Investment Advisers Llc Cabot AR 04/2018 06/2024
Cetera Investment Services St. Cloud AR 04/2018 06/2024
Regions Bank Cabot AR 04/2018 06/2024
Ameriprise Financial Services, Llc Houston TX 06/2024 Present
Unemployed Austin AR 08/2016 10/2016
Unemployed Austin AR 01/2018 04/2018
Fifth Third Securities Houston TX 07/2026 Present
  • 05/2017 → 01/2018
    St. Louis, MO
  • 10/2016 → 05/2017
    Russell Honda
    Sherwood, AR
  • 04/2018 → 06/2024
    Cabot, AR
  • 04/2018 → 06/2024
    Cetera Investment Services
    St. Cloud, AR
  • 04/2018 → 06/2024
    Regions Bank
    Cabot, AR
  • 06/2024 → Present
    Houston, TX
  • 08/2016 → 10/2016
    Unemployed
    Austin, AR
  • 01/2018 → 04/2018
    Unemployed
    Austin, AR
  • 07/2026 → Present
    Fifth Third Securities
    Houston, TX
Previous Registrations
Other Businesses

Outside Employment; Comerica; Dual Employment; Manage advisory business; 6333 FM 1960 West, , Spring, TX, 77069; Investment-Related; 06/14/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-14
  • S66 Uniform Combined State Law Examination
    2017-07-14
Other Names
  • Mike Jon Brown
  • Michael J. Brown
  • Michael Brown
  • Mike J. Brown
  • Mike Brown

View on SEC IAPD

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