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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
OH RA APPROVED 2025-10-07
  • TX RA
    APPROVED
    Since 2026-05-07
  • OH RA
    APPROVED
    Since 2025-10-07

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mri Software Solon OH 01/2016 04/2017
Charles Schwab & Co., Inc. Richfield OH 04/2017 Present
Schwab Wealth Advisory, Inc Richfield OH 09/2025 Present
  • 01/2016 → 04/2017
    Mri Software
    Solon, OH
  • 04/2017 → Present
    Charles Schwab & Co., Inc.
    Richfield, OH
  • 09/2025 → Present
    Richfield, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2017-12-04
Other Names
  • Nick Kearney

View on SEC IAPD

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