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Kathleen Quinlan Fay

Pine Valley Investments

Marlton, NJ

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Current Employers
Pine Valley Investments

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-08
  • NJ RA
    APPROVED
    Since 2021-06-08

Branch Locations

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Partners Ltd King Of Prussia PA 09/2004 05/2020
Pine Valley Investments Cherry Hill NJ 06/2020 Present
Pine Valley Investments Cherry Hill NJ 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-07
S63 Uniform Securities Agent State Law Examination 1999-09-09
  • S65 Uniform Investment Adviser Law Examination
    2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-09
Designations
Other Names
  • Kathleen Quinlan Kelly
  • Kathleen Quinlan Kelly

View on SEC IAPD

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Other Investors

ALLISON TAYLOR CASEY
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PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

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