Best Investors Account Sign in
Inactive

James Stephen Heimler

Ballast Advisors, LLC

Woodbury, MN

Claim This Profile
Current Employers
Ballast Advisors, Llc

683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-30
MN RA APPROVED 2026-01-09
WI RA APPROVED 2026-01-09
TX RA APPROVED 2025-02-07
  • FL RA
    APPROVED
    Since 2026-01-30
  • MN RA
    APPROVED
    Since 2026-01-09
  • WI RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2025-02-07

Branch Locations

683 Bielenberg Drive Suite 208, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Advisors, Llc Arden Hills MN 05/2017 05/2023
Case Central Arden Hills MN 10/2016 06/2022
Unemployment Colfax WI 06/2016 09/2016
Ballast Advisors, Llc Woodbury MN 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-21
  • S65 Uniform Investment Adviser Law Examination
    2017-03-21
Designations
Other Names
  • James S Heimler

View on SEC IAPD

Other Firms

FOCUS FINANCIAL
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
EDWARD JONES
LEGACY WEALTH
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS

Other Investors

ROSE ELLYN HAMMES - NESTOR
DAVID WILLIAM MATTHEWS
Jackson Lyle Arland
PATRICK NEAL LUNDY
DAVID KALLMAN PATON
DEBRA MARIE KUPER
DOUGLAS WILLIAM GALLWAS
AARON EUGENE ADAMS

Other Offices

FOCUS FINANCIAL · WOODBURY, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · Woodbury, MN
FOCUS FINANCIAL · WOODBURY, MN
OSAIC WEALTH, INC. · WOODBURY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WOODBURY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Woodbury, MN
EDWARD JONES · WOODBURY, MN
FOCUS FINANCIAL · Woodbury, MN

More in Woodbury, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor