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Clayton Niles Buchanan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Braunfels, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-28
TX RA APPROVED 2017-07-28
  • CA RA
    APPROVED
    Since 2017-07-28
  • TX RA
    APPROVED
    Since 2017-07-28

Branch Locations

1737 W State Hwy 46, New Braunfels, TX 78132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2017 Present
Unemployed Mcgregor TX 12/2016 05/2017
Dallas Baptist University Dallas TX 12/2015 12/2016
Dallas Baptist University Dallas TN 08/2013 12/2016
Bank Of America, N.A. Chandler AZ 02/2024 Present
  • 05/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2016 → 05/2017
    Unemployed
    Mcgregor, TX
  • 12/2015 → 12/2016
    Dallas Baptist University
    Dallas, TX
  • 08/2013 → 12/2016
    Dallas Baptist University
    Dallas, TN
  • 02/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-27
  • S66 Uniform Combined State Law Examination
    2017-07-27
Other Names
  • Clayton Buchanan

View on SEC IAPD

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OFG FINANCIAL SERVICES, INC. · NEW BRAUNFELS, TX
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