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Ofg Financial Services, Inc. CRD 23940
$271M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-14 |
Branch Locations
355 Main Plaza, New Braunfels, TX 78130 • United States
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Webb Insurance | New Braunfels | TX | 06/2002 | Present |
| Ofg Financial Services, Inc. | Topeka | KS | 07/2007 | Present |
COMAL COUNTY TEXAS COUNTY COMMISSIONER PRECINCT 3-GOVERNMENT ENTITY-REPRESENTATIVE OF PEOPLE IN COUNTY GOVERNMENT-WORK WITH CONSTITUENTS, STAFF AND OTHER ELECTED OFFICIALS ON CONSTITUENT ISSUES-SET COUNTY BUDGET, TAX RATE AND COUNTY PRIORITIES-SALARY-50% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-19 |
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