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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-10 |
| TX | RA | APPROVED | 2026-01-13 |
Branch Locations
170B East San Antonio Street, New Braunfels, TX 78130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schlitterbahn Waterpark | New Braunfels | TX | 05/2016 | 08/2021 |
| Audi North Park | Selma | TX | 05/2022 | 08/2022 |
| Nbisd | New Braunfels | TX | 08/2005 | 05/2019 |
| Nylife Securities Llc | Lubbock | TX | 05/2023 | 03/2025 |
| New York Life Insurance | Lubbock | TX | 12/2022 | 03/2025 |
| Texas Tech University | Lubbock | TX | 08/2019 | 05/2023 |
| Guardian Life Insurance Company | New Braunfels | TX | 03/2025 | Present |
| Park Avenue Securities Llc | New Braunfels | TX | 05/2025 | Present |
2317 Ithaca Ave: This is a multifamily short-term rental, I own 33% of this property. Start date: 09/01/2024, Address: 2317 Ithaca Avenue, Lubbock, TX 79410 , 5 total hours per month; 0 during securities trading hours, investment related, Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-01 |
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