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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-02-07 |
| TX | RA | APPROVED | 2007-01-22 |
Branch Locations
348 E San Antonio St, New Braunfels, TX 78130 • United States
New Braunfels, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Lyric Opera | Austin | TX | 09/1995 | Present |
| Austin Symphony | Austin | TX | 09/1995 | Present |
| Corpus Christi Symphony | Corpus Christi | TX | 09/1997 | Present |
| Lpl Financial, Llc | New Braunfels | TX | 11/2004 | Present |
1. 02/27/2009 / OTHER-MUSICIAN / I PLAY THE FRENCH HORN IN THE CORPUS CHRISTI SYMPHONY ORCHESTRA, AUSTIN LYRIC OPERA, AND OCCASIONALLY WITH THE AUSTIN SYMPHONY. / 1% OF TIME/ NEW BRAUNFELS, TX 2. 05/04/2011 - S.O. 146 Investment Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 12/06/2024 - Grandmommie, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-23 |
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