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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-07
  • TN RA
    APPROVED
    Since 2023-09-07

Branch Locations

1476 N Mount Juliet Rd, Mount Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Middle Tennessee State University Murfreesboro TN 08/2015 05/2017
Ubs Financial Services Inc Nashville TN 05/2017 09/2022
Captrust Raleigh NC 09/2022 09/2023
Capfinancial Securities Llc Raleigh NC 09/2022 09/2023
Raymond James Financial Services Inc Mt. Juliet TN 09/2023 Present
Raymond James Financial Services Advisors Mt Juliet TN 09/2023 Present
Ubs Securities Llc New York NY 05/2017 01/2022
Wilson Bank & Trust Mount Juliet TN 08/2023 Present
  • 08/2015 → 05/2017
    Middle Tennessee State University
    Murfreesboro, TN
  • 05/2017 → 09/2022
    Nashville, TN
  • 09/2022 → 09/2023
    Raleigh, NC
  • 09/2022 → 09/2023
    Capfinancial Securities Llc
    Raleigh, NC
  • 09/2023 → Present
    Raymond James Financial Services Inc
    Mt. Juliet, TN
  • 09/2023 → Present
    Raymond James Financial Services Advisors
    Mt Juliet, TN
  • 05/2017 → 01/2022
    Ubs Securities Llc
    New York, NY
  • 08/2023 → Present
    Wilson Bank & Trust
    Mount Juliet, TN
Previous Registrations
Other Businesses

(1)Name of Business: Address: 817 3rd Ave North Unit 407, Nashville, TN, 37201, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/22/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Ensure that bookings are scheduled and property is ready for guests to stay. (2)Name of Business: WBT Wealth Management Address: 1476 N Mount Juliet Rd, Mount Juliet, TN, 37122-3341, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor - Help advise our clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-14
S63 Uniform Securities Agent State Law Examination 2021-08-21
  • S66 Uniform Combined State Law Examination
    2022-05-14
  • S63 Uniform Securities Agent State Law Examination
    2021-08-21
Designations
Other Names
  • Derek Mccall Decker
  • Derek Decker

View on SEC IAPD

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