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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-13 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd., Ste 200, Mount Juliet, TN 37122 • United States
720 Cool Springs Blvd, Ste 650, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Nashville | TN | 08/2006 | Present |
| Private Advisor Group, Llc | Mount Juliet | TN | 09/2022 | Present |
1. 7/29/2010: OTHER-ATTORNEY - COMPLETE WEALTH PRESERVATION, LLC - ESTATE PLANNING AS PART OF BEING A LICENSED ATTORNEY. - 10% TIME SPENT -NASHVILLE, TN. 2. 11/07/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2022 - 150 Hours Per Month/120 Hours During Securities Trading. 3. 11/07/2022 - EPM Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2022 - 150 Hours Per Month/120 Hours During Securities Trading. 4. 10/13/2023 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/28/2023 - 8 Hours Per Month/ During Securities Trading 5. 03/24/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/01/2022 - 100 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-08 |
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