Best Investors Account Sign in
Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED 2022-12-04
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2022-12-04

Branch Locations

2031 N Mount Juliet Rd, Mt. Juliet, TN 37122 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Cincinnati OH 06/2015 05/2017
Mml Investors Services Cincinnati OH 02/2016 05/2017
Ohio National Financial Services Cincinnati OH 05/2017 12/2017
The O.N. Equity Sales Company Cincinnati OH 06/2017 12/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2017 12/2022
Lpl Financial Llc Juliet TN 12/2022 Present
Private Advisor Group, Llc Morristown NJ 12/2022 Present
  • 06/2015 → 05/2017
    Massmutual
    Cincinnati, OH
  • 02/2016 → 05/2017
    Mml Investors Services
    Cincinnati, OH
  • 05/2017 → 12/2017
    Ohio National Financial Services
    Cincinnati, OH
  • 06/2017 → 12/2017
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 12/2017 → 12/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → 12/2022
    Fairfield, IA
  • 12/2022 → Present
    Lpl Financial Llc
    Juliet, TN
  • 12/2022 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1)12/8/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 12/9/2022 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Life and Health Agent - Start Date - 11/1/2014 - 4 Hours Per Month/1 Hours During Securities Trading - Time Spent 5% 3) 12//2022 - Edwards - Porter Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 4) 12/9/2022 - EPM Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 03/14/2024 - Sound Healthcare - Other - Benefit enrollment - Nashville, TN - Not Investment Related - STart Date 11/01/2023 - 4 Hours Per month/ 8 Hours during Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-15
S63 Uniform Securities Agent State Law Examination 2016-08-31
  • S65 Uniform Investment Adviser Law Examination
    2017-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-08-31
Other Names
  • Kathryn Louise Murphy

View on SEC IAPD

More in Mt. Juliet, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor