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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-12-04 |
Branch Locations
2031 N Mount Juliet Rd, Mt. Juliet, TN 37122 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Cincinnati | OH | 06/2015 | 05/2017 |
| Mml Investors Services | Cincinnati | OH | 02/2016 | 05/2017 |
| Ohio National Financial Services | Cincinnati | OH | 05/2017 | 12/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2017 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2017 | 12/2022 |
| Lpl Financial Llc | Juliet | TN | 12/2022 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2022 | Present |
1)12/8/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 12/9/2022 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Life and Health Agent - Start Date - 11/1/2014 - 4 Hours Per Month/1 Hours During Securities Trading - Time Spent 5% 3) 12//2022 - Edwards - Porter Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 4) 12/9/2022 - EPM Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 03/14/2024 - Sound Healthcare - Other - Benefit enrollment - Nashville, TN - Not Investment Related - STart Date 11/01/2023 - 4 Hours Per month/ 8 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-31 |
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