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Thomas J Clarkson

Ubs Financial Services Inc.

New York, NY

Brooklyn, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-12
NY RA APPROVED 2023-05-18
NJ RA APPROVED 2018-09-04
  • CT RA
    APPROVED
    Since 2024-08-12
  • NY RA
    APPROVED
    Since 2023-05-18
  • NJ RA
    APPROVED
    Since 2018-09-04

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston College Student Affairs Chestnut Hill MA 09/2014 05/2018
Ubs Weehawken NJ 06/2017 08/2017
Boston College Chestnut Hill MA 08/2014 05/2018
Ubs Financial Services Inc. Weehawken NJ 08/2018 Present
  • 09/2014 → 05/2018
    Boston College Student Affairs
    Chestnut Hill, MA
  • 06/2017 → 08/2017
    Ubs
    Weehawken, NJ
  • 08/2014 → 05/2018
    Boston College
    Chestnut Hill, MA
  • 08/2018 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04

View on SEC IAPD

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