Best Investors Account Sign in

Ryan David Peterson

Ubs Financial Services Inc.

San Diego, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-22
CA RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2023-02-22
  • CA RA
    APPROVED
    Since 2020-09-28

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usmc San Diego CA 01/2015 07/2020
Ubs San Diego CA 05/2017 09/2017
Ubs San Diego CA 05/2018 09/2018
Ubs Financial Services Inc. San Diego CA 08/2020 Present
Kohl's Vestal NY 01/2018 03/2018
Applebee's Eastmeadow NY 07/2018 10/2018
Binghamton University Vestal NY 01/2016 05/2018
St John's University Queens NY 09/2018 05/2020
Elementary School/Hs/College New York NY 09/2000 05/2020
  • 01/2015 → 07/2020
    Usmc
    San Diego, CA
  • 05/2017 → 09/2017
    Ubs
    San Diego, CA
  • 05/2018 → 09/2018
    Ubs
    San Diego, CA
  • 08/2020 → Present
    Ubs Financial Services Inc.
    San Diego, CA
  • 01/2018 → 03/2018
    Kohl's
    Vestal, NY
  • 07/2018 → 10/2018
    Applebee's
    Eastmeadow, NY
  • 01/2016 → 05/2018
    Binghamton University
    Vestal, NY
  • 09/2018 → 05/2020
    St John's University
    Queens, NY
  • 09/2000 → 05/2020
    Elementary School/Hs/College
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2020-09-28

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor