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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-03-08
  • TX RA
    APPROVED
    Since 2000-03-08

Branch Locations

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

College Station, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc Topeka KS 03/2000 Present
Other Businesses

D/B/A EXECUTIVE FINANCIAL SERVICES -- SALE OF INSURANCE & FIXED ANNUITIES, SECTION 125 PLANS - COMMISSIONS - 99% OF TIME SPENT ON INSURANCE & SECURITIES BUSINESS. RENTAL PROPERTY -- MONTHLY RENTAL PAYMENTS/FLAT FEES - 1% OF TIME SPENT ON THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-30
S63 Uniform Securities Agent State Law Examination 1999-02-04
  • S65 Uniform Investment Adviser Law Examination
    1999-11-30
  • S63 Uniform Securities Agent State Law Examination
    1999-02-04

View on SEC IAPD

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