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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

3101 South 70Th Street, Fort Smith, AR 72903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beall Barclay & Company, Plc Fort Smith AR 01/2006 10/2018
1St Global Capital Corp. Fort Smith AR 05/2017 10/2019
1St Global Advisors, Inc. Fort Smith AR 05/2017 10/2019
Landmark Cpa, Plc Fort Smith AR 10/2018 Present
Avantax Insurance Services, Inc. Fort Smith AR 07/2018 09/2025
Avantax Advisory Services Fort Smith AR 10/2019 09/2025
Avantax Investment Services, Inc. Fort Smith AR 10/2019 09/2025
Landmark Plc, Certified Public Accountants Fort Smith AR 01/2006 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Fort Smith AR 07/2018 09/2025
Cetera Wealth Services, Llc Fort Smith AR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2006 → 10/2018
    Beall Barclay & Company, Plc
    Fort Smith, AR
  • 05/2017 → 10/2019
    1St Global Capital Corp.
    Fort Smith, AR
  • 05/2017 → 10/2019
    1St Global Advisors, Inc.
    Fort Smith, AR
  • 10/2018 → Present
    Landmark Cpa, Plc
    Fort Smith, AR
  • 07/2018 → 09/2025
    Avantax Insurance Services, Inc.
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Fort Smith, AR
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Fort Smith, AR
  • 01/2006 → Present
    Landmark Plc, Certified Public Accountants
    Fort Smith, AR
  • 07/2018 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Fort Smith, AR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Fort Smith, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Fort Smith, AR
    Dallas, TX
  • 2017-08-28 → 2019-10-25
    1St Global Advisors Inc
    Fort Smith, AR
Other Businesses

1) LANDMARK FINANCIAL, LLC POSITION: Referring advisor NATURE: Referring advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2018 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, DESCRIPTION: Referring advisor 2) JC2 PROPERTIES OF FORT SMITH, LLC POSITION: Partner NATURE: Partnership established to purchase and hold residential real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 09/30/2021 ADDRESS: 14318 Country Ridge Way, Fort Smith AR 72916, DESCRIPTION: Partner. I will oversee the operations of the partnership including the collection of revenues, payment of expenses, etc. I will also assist in assuring the partnership stays in compliance with all laws and regulations. 3) COMPASS PROPERTIES OF FORT SMITH, LLC POSITION: Partner NATURE: Partnership established to purchase and hold commercial real estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 10/31/2021 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, DESCRIPTION: Managing Partner. I will oversee the operations of the partnership including the collection of revenues, payment of expenses, etc. I will also assist in assuring the partnership stays in compliance with all laws and regulations. 4) PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Accounting firm that provides consulting, tax, A&A, bookkeeping, and other services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 130 START DATE: 01/06/2006 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: Member of the firm overseeing the firm's operations and employees. Prepare and sign tax returns and A&A reports. Referring advisor to Landmark Financial

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-28
  • S66 Uniform Combined State Law Examination
    2017-08-28
Other Names
  • Chris Cluck

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