Alec James Nasto

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 06/2017
  University California Santa Barbara
  Santa Barbara, CA
• 11/2017 → 07/2018
  Lincoln Financial Advisors
  San Diego, CA
• 07/2018 → 04/2019
  Ubs Financial Services Inc.
  San Diego, CA
• 05/2019 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 06/2017 → 11/2017
  Unemployed
  Goleta, CA
• 09/2021 → Present
  Raymond James & Associates, Inc.
  Sausalito, CA

Previous Registrations

• 2019-05-31 → 2021-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2018-08-07 → 2019-05-07
  Ubs Financial Services Inc.
  San Diego, CA
• 2018-07-09 → 2018-08-13
  Osaic Fa, Inc.
  La Jolla, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-07-07

Other Names

• Alec Nasto
• Alec James Nasto