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Alec James Nasto

Raymond James & Associates, Inc.

New York, NY

Carlsbad, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-04
  • CA RA
    APPROVED
    Since 2021-10-04

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University California Santa Barbara Santa Barbara CA 09/2015 06/2017
Lincoln Financial Advisors San Diego CA 11/2017 07/2018
Ubs Financial Services Inc. San Diego CA 07/2018 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 05/2019 09/2021
Unemployed Goleta CA 06/2017 11/2017
Raymond James & Associates, Inc. Sausalito CA 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-07
  • S66 Uniform Combined State Law Examination
    2018-07-07
Other Names
  • Alec Nasto
  • Alec James Nasto

View on SEC IAPD

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