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Rohil Vir Basu

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
TX RA APPROVED 2021-01-07
NJ RA APPROVED 2020-09-29
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2021-01-07
  • NJ RA
    APPROVED
    Since 2020-09-29

Branch Locations

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2018 Present
Morgan Stanley New York NY 06/2017 08/2017
New York University New York NY 09/2014 05/2018
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 07/2018 → Present
    New York, NY
  • 06/2017 → 08/2017
    New York, NY
  • 09/2014 → 05/2018
    New York University
    New York, NY
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-23
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    2020-09-23
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03

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