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Patrick Smith Nevins

Waterrock Wealth Management

Albuquerque, NM

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Current Employers
Waterrock Wealth Management

6565 Americas Parkway Ne Ste 200, Albuquerque, NM 87110 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-23
  • AZ RA
    APPROVED
    Since 2023-08-23

Branch Locations

6565 Americas Parkway Ne Ste 200, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc. Boston MA 05/2019 06/2021
State Street Bank Boston MA 05/2018 04/2019
Merrimack College North Andover MA 09/2014 05/2018
Toews Asset Management New York NY 07/2021 07/2022
Northern Lights Distributors, Llc Elkhorn NE 07/2021 07/2022
Columbia Threadneedle Boston MA 06/2019 07/2021
Verkada San Mateo CA 08/2022 Present
Prien Asset Management Albuquerque NM 05/2023 Present
  • 05/2019 → 06/2021
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 05/2018 → 04/2019
    State Street Bank
    Boston, MA
  • 09/2014 → 05/2018
    Merrimack College
    North Andover, MA
  • 07/2021 → 07/2022
    New York, NY
  • 07/2021 → 07/2022
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 06/2019 → 07/2021
    Columbia Threadneedle
    Boston, MA
  • 08/2022 → Present
    Verkada
    San Mateo, CA
  • 05/2023 → Present
    Prien Asset Management
    Albuquerque, NM
Previous Registrations
Other Businesses

Work for a Tech Company as a salesperson as well where I will receive commissions based off what I bring in

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-30
S63 Uniform Securities Agent State Law Examination 2019-01-19
  • S65 Uniform Investment Adviser Law Examination
    2019-08-30
  • S63 Uniform Securities Agent State Law Examination
    2019-01-19
Other Names
  • Patrick Smith Nevins
  • Patrick Nevins
  • Patrick S Nevins

View on SEC IAPD

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