Gary Paul Kelman

Current Employers

Employment History

• 09/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Woodland Hills, CA
• 03/2020 → 03/2025
  Ameriprise Financial Services, Llc
  Richmond, VA
• 03/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-09-30 → 2025-03-21
  Ameriprise Financial Services, Llc
  Woodland Hills, CA
  Westlake Village, CA
  Charlottesville, VA
  Richmond, VA
  Charlottesville, VA
• 2008-11-12 → 2013-10-09
  Ubs Financial Services Inc.
  Oxnard, CA
  Westlake Village, CA
  Westlake Village, CA
  Weehawken, NJ
• 2007-04-02 → 2008-11-10
  Morgan Stanley & Co. Llc
  Thousand Oaks, CA
• 2004-01-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Thousand Oak, CA
  Thousand Oaks, CA

Other Businesses

1. POPS COTTAGE, 2136 Red Hill Rd, Charlottesville VA 22903, 03/2025, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/2025 3. LEGACY FINANCIAL SOLUTIONS, 2136 Red Hill Rd, Charlottesville, VA 22903, 07/2026, Using the DBA Legacy Financial Solutions, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 4. LEGACY FINANCIAL SOLUTIONS, 2136 Red Hill Rd, Charlottesville VA 22903, United States, 08/2026, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 5 - HR/MO TRADING: 5

Exams

• S66 Uniform Combined State Law Examination
  2004-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-01-19