Christopher Ralph Baker

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 12/2018
  Prosperity Capital Group, Inc.
  Raleigh, NC
• 01/2013 → 12/2018
  Asset Protectors & Advisors Inc.
  Raleigh, NC
• 01/2013 → 04/2017
  Prosperity Capital Group, Inc.
  Raleigh, NC
• 01/2019 → 11/2021
  Carroll Financial Associates, Inc
  Charlotte, NC
• 11/2021 → Present
  Wealth Enhancement Group
  Raleigh, NC
• 11/2021 → Present
  Wealth Enhancement Advisory Services
  Raleigh, NC

Previous Registrations

• 2019-01-10 → 2021-12-06
  Carroll Financial Associates Inc
  Raleigh, NC
  Raleigh, NC
• 2017-05-18 → 2019-01-09
  Prosperity Capital Group, Inc.
  Raleigh, NC

Other Businesses

THIS IS PLACEHOLDER TEXT. WEALTH ENHANCEMENT ADVISORY SERVICES WILL AMEND THE U4 WITH OBAS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-20

Other Names

• Chris Baker