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Brian Bash

Wells Fargo Advisors Financial Network, LLC

Oak Brook, IL

Nashville, TN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-08-12
IL RA APPROVED 2019-06-17
TX RA APPROVED 2019-06-17
  • TN RA
    APPROVED
    Since 2021-08-12
  • IL RA
    APPROVED
    Since 2019-06-17
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

1515 W 22Nd St. Suite 525, Oak Brook, IL 60523 • United States

1222 Demonbreun Street Ste 1020 [Satellite], Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norcomm Public Safety Communications Franklin Park IL 11/2014 04/2017
Merrill Lynch, Pierce, Fenner & Smith Rolling Meadows IL 04/2017 12/2018
Wells Fargo Clearing Services Llc Oak Brook IL 12/2018 06/2019
Wells Fargo Advisors Financial Network, Llc Oak Brook IL 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
  • S66 Uniform Combined State Law Examination
    2017-07-21

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

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TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

More in Oak Brook, IL

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