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Colleen M Bracy

Robinswood Financial

Kirkland, WA

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Current Employers
Robinswood Financial

3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-05-03
  • WA RA
    APPROVED
    Since 2024-05-03

Branch Locations

3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2017 Present
Ims Health Dba Appature, Inc Seattle WA 12/2015 12/2016
Unemployed Seattle WA 12/2016 05/2017
Robinswood Financial Llc Kirkland WA 05/2024 Present
  • 05/2017 → Present
    St Louis, MO
  • 12/2015 → 12/2016
    Ims Health Dba Appature, Inc
    Seattle, WA
  • 12/2016 → 05/2017
    Unemployed
    Seattle, WA
  • 05/2024 → Present
    Robinswood Financial Llc
    Kirkland, WA
Previous Registrations
  • 2017-08-30 → 2024-05-10
    Woodinville, WA
    St Louis, MO
    Woodinville, WA
    Bothell, WA
    Lynnwood, WA
Other Businesses

Real Estate Type of business: Real Estate Investment Abilene, TX Start date: 5/31/2023 Owner Hours per week: 2 Hours during trading: 0 Owner and co-host of rental property in Abilene, Texas. CBLB Capital LLC (s-corp), 14520 16th Park West, Unit B, Lynnwood, WA 98087, A personal, solely owned, holding company and business platform, established in 2024, for work as a independent contractor operating solely, and full time, as a Registered Investment Advisor Representative for Robinswood Financial LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-14
  • S66 Uniform Combined State Law Examination
    2017-08-14
Other Names
  • Colleen Marie Herr
  • Colleen Marie Bracy

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