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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-05-06
  • HI RA
    APPROVED
    Since 2026-05-06

Branch Locations

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

55 Merchant St Ste 2100, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Butler Valet Woodinville WA 09/2013 06/2017
University Of Washington Seattle WA 06/2013 06/2017
Penn Mutual Life Insurance Company Horsham PA 05/2017 04/2018
Hornor, Townsend & Kent, Inc. Horsham PA 05/2017 04/2018
Bankoh Investment Services, Inc. Honolulu HI 10/2018 03/2022
Unemployed Bellevue WA 05/2018 10/2018
The Strategic Financial Alliance, Inc. Atlanta GA 08/2022 05/2024
Unemployed Honolulu HI 03/2022 08/2022
Unemployed Honolulu HI 06/2024 09/2024
Westpac Wealth Partners Honolulu HI 09/2024 09/2025
Unemployed Honolulu HI 10/2025 01/2026
1311 Catering / Memories Honolulu HI 01/2026 Present
Wayzant Honolulu HI 03/2026 Present
Madison Avenue Securities San Diego CA 05/2026 Present
Buck Financial Services Honolulu HI 05/2026 Present
Buck Wealth Strategies Honolulu HI 05/2026 Present
E.A. Buck Insurance Inc. Dba Buck Financial Services Honolulu HI 05/2026 Present
  • 09/2013 → 06/2017
    Butler Valet
    Woodinville, WA
  • 06/2013 → 06/2017
    University Of Washington
    Seattle, WA
  • 05/2017 → 04/2018
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 05/2017 → 04/2018
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 10/2018 → 03/2022
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 05/2018 → 10/2018
    Unemployed
    Bellevue, WA
  • 08/2022 → 05/2024
    Atlanta, GA
  • 03/2022 → 08/2022
    Unemployed
    Honolulu, HI
  • 06/2024 → 09/2024
    Unemployed
    Honolulu, HI
  • 09/2024 → 09/2025
    Westpac Wealth Partners
    Honolulu, HI
  • 10/2025 → 01/2026
    Unemployed
    Honolulu, HI
  • 01/2026 → Present
    1311 Catering / Memories
    Honolulu, HI
  • 03/2026 → Present
    Wayzant
    Honolulu, HI
  • 05/2026 → Present
    Madison Avenue Securities
    San Diego, CA
  • 05/2026 → Present
    Buck Financial Services
    Honolulu, HI
  • 05/2026 → Present
    Buck Wealth Strategies
    Honolulu, HI
  • 05/2026 → Present
    E.A. Buck Insurance Inc. Dba Buck Financial Services
    Honolulu, HI
Previous Registrations
Other Businesses

1.) Name; Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Holding corporation; Position: Employee; Hours Per Week; 160 hours/month 2.) Name; Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Registered Investment Adviser engaged in Asset Management Services; Position: Investment Advisor Representative; Hours Per Week; 160 hours/month 3.) Name; E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu HI 96813; Nature of the Business: Insurance Sales; Position: Insurance; Hours Per Week; 160 hours/month Insurance License - HI - Accident & Health or Sickness, Life, Variable Life and Variable Annuity 4.) Name: 1311 Catering / Memoirs; Investment Related: No; Nature of the Business: Catering / Food Service; Position: On-Call Catering Staff / Server; Hours Per Week: 0-12 Hours Monthly; Start Date: 1/1/2026 5.) Name: Wayzant; Investment Related: No; Nature of the Business: Online Tutoring; Position: Online Tutor; Hours Per Week: 0-6 Hours Monthly; Start Date: 3/1/2026 6.) Madison Avenue Securities; investment-related; 13500 Evening Creek Dr. N. Ste 55, San Diego, CA 92128; Broker Dealer; Registered Representative; 160 hours/month, all during regular trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-28
  • S66 Uniform Combined State Law Examination
    2018-03-28
Designations
Other Names
  • Nick Roth
  • Nickolas Roth
  • Nicholas Frank Roth
  • Nicholas Roth

View on SEC IAPD

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