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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-31
WA RA APPROVED 2017-05-31
  • TX RA
    APPROVED
    Since 2017-05-31
  • WA RA
    APPROVED
    Since 2017-05-31

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Spokane WA 04/2017 06/2017
U.S. Bank Spokane WA 03/2007 04/2017
Rbc Capital Markets, Llc Spokane WA 06/2017 Present
Other Businesses

(1) HOSPICE OF SPOKANE; ADDRESS: 121 S. ARTHUR, SPOKANE, WA 99202; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 06/27/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: ; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE. (2) BALTIMORE BEARCAT, LLC.; ADDRESS: PERSONAL ADDRESS; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LLC FOR PRIMARY RESIDENCE; CAPACITY: OWNER-PASSIVE; START DATE: 11/1/2018; DUTIES: LLC CREATED FOR PRIMARY RESIDENCE; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) DISHMAN HILLS CONSERVANCY; ADDRESS: PO BOX 8536 SPOKANE, WA 99203; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LOCAL CONSERVATION ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 01/15/2019; DUTIES: TYPICAL BOARD MEMBER DUTIES; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (4) NAME OF ENTITY: Inland NW Land Conservancy ADDRESS: 35 West Main Ave, Suite 210, Spokane, Washington 99201 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Mar 31, 2026 CAPACITY: Board of Directors DUTIES: General Board member responsibility. Works to conserve land within the Inland NW HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-15
  • S66 Uniform Combined State Law Examination
    2017-02-15

View on SEC IAPD

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