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Richelle Rasmussen

Ameriprise Financial Services, LLC

Salt Lake City, UT

Salt Lake City, UT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-07
UT RA APPROVED 2020-04-28
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • UT RA
    APPROVED
    Since 2020-04-28

Branch Locations

247 E 2100 S, Salt Lake City, UT 84115 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Salt Lake City UT 04/2017 03/2020
Adp Inc Salt Lake City UT 11/2015 04/2017
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 Present
  • 04/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Salt Lake City, UT
  • 11/2015 → 04/2017
    Adp Inc
    Salt Lake City, UT
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2018-06-18

View on SEC IAPD

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