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Jonathan Fuimaono

Prospera Financial Services, Inc.

Buckeye, AZ

CRD 6784638

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-07-14
  • AZ RA
    APPROVED
    Since 2021-07-14

Branch Locations

4252 N Verrado Way B101, Buckeye, AZ 85396 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 07/2021
Morgan Stanley Tucson AZ 06/2017 12/2017
The University Of Arizona Tucson AZ 05/2014 05/2017
Regis University (Online) Denver CO 06/2017 Present
Prospera Financial Services Dallas TX 07/2021 Present
  • 05/2018 → 07/2021
    St Louis, MO
  • 06/2017 → 12/2017
    Morgan Stanley
    Tucson, AZ
  • 05/2014 → 05/2017
    The University Of Arizona
    Tucson, AZ
  • 06/2017 → Present
    Regis University (Online)
    Denver, CO
  • 07/2021 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2018-12-04 → 2021-07-07
    Tucson, AZ
    St Louis, MO
    Tempe, AZ
    Goodyear, AZ
Other Businesses

City of Tolleson Fire Department; Investment Related - No; 203 North 92nd Ave., Tolleson, AZ 85353; Public Service; Firefighter; 05/2026; 120 Hours per Month, 120 During Trading Hours; Fulfill all duties of a firefighter. Johnson Wealth Management; Investment Related - Yes; 4252 N. Verrado Way, Ste B101, Buckeye, AZ 85396; DBA; Wealth Advisor; 07/2021; 160 Hour per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-24
  • S66 Uniform Combined State Law Examination
    2018-11-24
Other Names
  • Sani Fuimaono
  • Sanielia Fuimaono
  • Jonathan Efren Sanielia Fuimaono

View on SEC IAPD

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