Brian Wayne Polk

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-05
AZ	RA	APPROVED	2019-03-01

TX RA
APPROVED_RES

Since 2024-02-05
AZ RA
APPROVED

Since 2019-03-01

Branch Locations

4252 N Verrado Way Suite B202, Buckeye, AZ 85396 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2018	Present
Jw Marriott At Desert Ridge	Phoenix	AZ	02/2006	10/2018

10/2018 → Present

Edward Jones

St Louis, MO
02/2006 → 10/2018

Jw Marriott At Desert Ridge

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-19

S66 Uniform Combined State Law Examination

2019-02-19

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

PROSPERA FINANCIAL SERVICES, INC.

PFS INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NAVY FEDERAL INVESTMENT SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

ARETE FINANCIAL SOLUTIONS, LLC

Other Investors

JAMES A VELASQUEZ

Jonathan Fuimaono

DAVID NATHANIEL JOHNSON

Wayne Charles Polk

Christopher Thomas Carlton

Aaron Brice Rosas

Other Offices

J.P. MORGAN SECURITIES LLC · BUCKEYE, AZ

PROSPERA FINANCIAL SERVICES, INC. · Buckeye, AZ

EDWARD JONES · GOODYEAR, AZ

J.P. MORGAN SECURITIES LLC · GOODYEAR, AZ

PFS INVESTMENTS INC. · GOODYEAR, AZ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GOODYEAR, AZ

EDWARD JONES · GOODYEAR, AZ

J.P. MORGAN SECURITIES LLC · GOODYEAR, AZ

More in Buckeye, AZ

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