David Nathaniel Johnson

Current Employers

Employment History

• 06/2004 → 09/2019
  Summit Brokerage Services Inc
  Fortuna, CA
• 06/2004 → 12/2020
  Summit Financial Group Inc
  Fortuna, CA
• 09/2019 → 12/2020
  Cetera Advisor Networks Llc
  Fortuna, CA
• 12/2020 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2005-08-18 → 2020-12-15
  Summit Financial Group Inc
  Fortuna, CA
  Buckeye, AZ
• 1997-12-31 → 2004-06-18
  Lpl Financial Llc
  Tucson, AZ

Other Businesses

1) JOHNSON WEALTH MANAGEMENT; INVESTMENT RELATED - YES; 4252 N Verrado Way, B101 Buckeye AZ 85396; DBA; PRESIDENT AND FOUNDER; ADVISOR; 07/2011; 160 HOURS PER MONTH; 160 DURING TRADING HOURS; WEALTH MANAGEMENT, EMPLOYEE SUPERVISION OF JWM PROVIDING FINANCIAL PLANNING AND INVESTMENT-RELATED SERVICES. 2) GENESIS COLLEGE AND SEMINARY; NOT INVESTMENT RELATED; PO BOX 91619 TUCSON, AZ 85704; CHARITY OR NON-PROFIT ORGANIZATION; BOARD CHAIRMAN; 08/15/2019; 1-9% OF WEEKLY TIME; APPX 0 HOURS/MONTH DURING TRADING; I WILL VOLUNTEER IN HELPING THEM FORM A NEW CHRISTIAN SEMINARY/COLLEGE FOR HIGHER LEARNING. THIS IS A COMPLETE VOLUNTEER POSITION. BOARD POSITIONS WILL RUN 7 YEARS. 3) MR. JOHNSON IS A BOARD MEMBER FOR ROTARY CLUB OF VERRADO, AZ LOCATED AT 1300 S WATSON ROAD, A114321 BUCKEYE, AZ 85326. THIS BUSINESS IS NOT INVESTMENT RELATED, SPENDING 1-9% OF HIS WEEKLY TIME CONDUCTING THIS BUSINESS NONE DURING MARKET HOURS. NO COMP AT THIS TIME. 4.) CO-AUTHOR/EDITOR OF SHORT E-BOOK LOCATED 20763 W COLTER ST., BUCKEYE, AZ 85396. THIS BUSINESS IS NOT INVESTMENT RELATED, SPENDING 1-9% OF HIS WEEKLY TIME CONDUCTING THIS BUSINESS NONE DURING MARKET HOURS. NO COMP AT THIS TIME.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-07
• S63 Uniform Securities Agent State Law Examination
  1991-06-21