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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-26
  • TX RA
    APPROVED
    Since 2022-08-26

Branch Locations

11814 Bellaire Blvd, Houston, TX 77072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Fracisco CA 04/2017 Present
Unemployed Union City CA 10/2016 04/2017
Sunrise Food Trading Inc Warren NJ 07/2016 09/2016
Other Businesses

I*,1919258 Entity Type, Name of OBA: Rental Property 1 Address: KATY,tx,77449 Investment Related:no Position, Title, Association:Sole owner Employee Start Date: 06/27/2024 No Hours: 2 yearly No Hours during trading:0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-20
  • S66 Uniform Combined State Law Examination
    2022-07-20
Other Names
  • Nguyet Truong
  • Moon Truong

View on SEC IAPD

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