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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-11
  • TX RA
    APPROVED
    Since 2021-06-11

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Llc New York NY 06/2018 08/2018
Morgan Stanley Wealth Management Llc West Hartford CT 06/2017 08/2017
Washington University St. Louis MO 08/2015 08/2019
Lazard Asset Management Llc New York NY 08/2019 Present
Lazard Asset Management Securities Llc New York NY 08/2019 Present
  • 06/2018 → 08/2018
    New York, NY
  • 06/2017 → 08/2017
    Morgan Stanley Wealth Management Llc
    West Hartford, CT
  • 08/2015 → 08/2019
    Washington University
    St. Louis, MO
  • 08/2019 → Present
    New York, NY
  • 08/2019 → Present
    Lazard Asset Management Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-12
  • S66 Uniform Combined State Law Examination
    2019-09-12
Other Names
  • Max Bash

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