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Gretchen Elizabeth Curtis

Spg Advisors LLC

Kirkland, WA

CRD 3170443

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Employer firm

Spg Advisors LLC CRD 284496

$535M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spg Advisors Llc

11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-11
ID RA APPROVED 2019-09-10
TX RA APPROVED 2019-09-10
WA RA APPROVED 2019-09-10
  • CA RA
    APPROVED
    Since 2024-01-11
  • ID RA
    APPROVED
    Since 2019-09-10
  • TX RA
    APPROVED
    Since 2019-09-10
  • WA RA
    APPROVED
    Since 2019-09-10

Branch Locations

11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spg Advisors Llc Kirkland WA 08/2019 Present
Spg Advisors Llc Kirkland WA 06/2019 08/2019
Auxano Advisors Llc Bellevue WA 11/2013 05/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-08
S63 Uniform Securities Agent State Law Examination 1999-03-02
  • S65 Uniform Investment Adviser Law Examination
    2019-08-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-02
Other Names
  • Gretchen Elizabeth Vaughan
  • Gretchen Carlson
  • Gretchen Elizabeth Carlson
  • Gretchen Elizabeth Johnson
  • Gretchen Elizabeth Johnson

View on SEC IAPD

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Nearby Offices

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RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA

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