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520 Madison Avenue 37Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-10-17 |
| TX | RA | APPROVED | 2024-10-09 |
Branch Locations
520 Madison Avenue 37Th Floor, New York, NY 10022 • United States
268 Newbury Street 3Fl, Boston, MA 02116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 360 Advisory Llc | Boston | MA | 05/2016 | Present |
| Transatlantique Private Wealth Llc | Boston | MA | 09/2024 | Present |
1/ Non-operating partner at Three Sixty Advisory LLP. The company offers investment-related services on private investments to professional clients solely in the UK, and the European Union. Domicile: 51 Holland Street, W8 7JB London, UK. Incorporated as a Limited Partnership at UK's Companies House (OC395401). Authorised by the Financial Conduct Authority. Benjamin Robinot acts as a dormant non-operating partner, with no actual business or marketing responsibility, or direct remuneration in the UK. He spends less than 25% of his yearly time on the company's activity. Relationship started in August 2015. 2/ Minority shareholder in Orfi Capital Ltd, an asset management company incorporated in Hong Kong. Orfi Capital is regulated by the Securities and Futures Commission in HK under license #BBK322 to carry investment advisory and asset management activities. Domicile: 30 Queen's Road Central, Hong Kong. Orfi Capital is a client of 360 Advisory LLC for research and analytics services on securities. Relationship started in December 2013.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-16 |
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