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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-30
NV RA APPROVED 2025-06-08
TX RA APPROVED 2025-06-06
  • NE RA
    APPROVED
    Since 2025-06-30
  • NV RA
    APPROVED
    Since 2025-06-08
  • TX RA
    APPROVED
    Since 2025-06-06

Branch Locations

5550 North Painted Mirage Road Suite 510 Number 11, Las Vegas, NV 89149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adaptive Wealth Partners Henderson NV 02/2024 03/2025
Mgm Resorts International Las Vegas NV 08/2018 03/2025
Ace Parking Management Las Vegas NV 04/2016 08/2018
Kestra Investment Services, Llc Henderson NV 03/2025 06/2025
Ameriprise Financial Services, Llc Las Vegas NV 06/2025 Present
  • 02/2024 → 03/2025
    Adaptive Wealth Partners
    Henderson, NV
  • 08/2018 → 03/2025
    Mgm Resorts International
    Las Vegas, NV
  • 04/2016 → 08/2018
    Ace Parking Management
    Las Vegas, NV
  • 03/2025 → 06/2025
    Kestra Investment Services, Llc
    Henderson, NV
  • 06/2025 → Present
    Las Vegas, NV
Other Businesses

Business Ownership; JEakman LLC; Owner; Just a LLC, nothing is run through it at this time; 5985 Ambleshire Ave, , Las Vegas, NV, 89139; Not Investment-Related; 08/25/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-04
  • S66 Uniform Combined State Law Examination
    2025-06-04

View on SEC IAPD

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