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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-10-05 |
| IL | RA | APPROVED | 2021-10-01 |
Branch Locations
5353 Wayzata Blvd., St. Louis Park, MN 55416 • United States
600 E Main Street, Watertown, WI 53094 • United States
525 West Monroe Street, Chicago, IL 60661 • United States
17100 W. Capital Dr., Brookfield, WI 53005 • United States
7722 Mineral Point Rd., Madison, WI 53717 • United States
2720 N. Lexington Dr., Janesville, WI 53545 • United States
622 Roosevelt Rd., Machesney Park, IL 61115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade | Oakbrook | IL | 12/2014 | 01/2021 |
| U.S. Bancorp Investments, Inc. | Lisle | IL | 06/2021 | 10/2021 |
| Unemployed | Frankfort | IL | 01/2021 | 06/2021 |
| Associated Investment Services, Inc. | Green Bay | WI | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
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