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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 03/2011 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Ssmith Incorporated | Rolling Meadows | IL | 05/2017 | 12/2021 |
| Pnc Bank | Plainfield | IL | 03/2017 | 04/2017 |
| Unemployed | Plainfield | IL | 04/2017 | 05/2017 |
| Charles Schwab & Co., Inc. | Chicago | IL | 12/2021 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2024 | Present |
I*3162342 Entity Type: For Profit Name of OBA: S & S Activewear Warehouse Address: Lockport, Illinois, 60441 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/17/2025 Number of Hours: 20, Weekly Number of Hours during trading: 0 Duties: Shipping different types of apparel including hoodies, hats and t-shirts Shipping decanter or floor packer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-09 |
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