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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-08
  • IL RA
    APPROVED
    Since 2025-10-08

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

540 W Madison St, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 03/2011 03/2017
Merrill Lynch, Pierce, Fenner & Ssmith Incorporated Rolling Meadows IL 05/2017 12/2021
Pnc Bank Plainfield IL 03/2017 04/2017
Unemployed Plainfield IL 04/2017 05/2017
Charles Schwab & Co., Inc. Chicago IL 12/2021 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2024 Present
  • 03/2011 → 03/2017
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2017 → 12/2021
    Merrill Lynch, Pierce, Fenner & Ssmith Incorporated
    Rolling Meadows, IL
  • 03/2017 → 04/2017
    Pnc Bank
    Plainfield, IL
  • 04/2017 → 05/2017
    Unemployed
    Plainfield, IL
  • 12/2021 → 09/2024
    Chicago, IL
  • 09/2024 → Present
    Chicago, IL
Previous Registrations
Other Businesses

I*3162342 Entity Type: For Profit Name of OBA: S & S Activewear Warehouse Address: Lockport, Illinois, 60441 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/17/2025 Number of Hours: 20, Weekly Number of Hours during trading: 0 Duties: Shipping different types of apparel including hoodies, hats and t-shirts Shipping decanter or floor packer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
  • S66 Uniform Combined State Law Examination
    2020-03-09
Other Names
  • Scharles M Sharpe-Crosby
  • Scharles M. Sharpe
  • Scharles M Crosby
  • Scharles Sharpe-Crosby
  • Scharles S. Crosby

View on SEC IAPD

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