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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-10 |
| CA | RA | APPROVED | 2024-12-20 |
| MO | RA | APPROVED | 2024-05-16 |
| SC | RA | APPROVED | 2022-03-25 |
| NV | RA | APPROVED | 2022-02-23 |
| GA | RA | APPROVED | 2020-04-14 |
| IN | RA | APPROVED | 2020-03-12 |
| MI | RA | APPROVED | 2019-07-10 |
| IA | RA | APPROVED | 2018-07-24 |
| FL | RA | APPROVED | 2017-05-16 |
| WI | RA | APPROVED | 2014-03-19 |
| IL | RA | APPROVED | 2012-08-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 07/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-08 |
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