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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-22 |
| CA | RA | APPROVED | 2017-10-23 |
Branch Locations
6791 Westminster Blvd, Westminster, CA 92683 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden Grove | CA | 11/2014 | Present |
| Bank Of America, N.A. | Garden Grove | CA | 11/2014 | Present |
I*10448For profit or not for profit: Name of outside business organization: Ivy VanInvestment related: Address of business:Garden Grove, California 92843Nature of business: ,Position, title, association: , Start date of relationship: 2/1/2021Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties:I*1076300For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: BEAUMONT, California, 92223Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/18/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0. I*1844355, Entity Type: Entity For Profit, Name of OBA: GOLDEN LOTUS INVESTMENT PROPERTY 1 LLC, Address: Garden Grove, CA, 92843, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/22/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: This is my Rental Property and I'm a Manager of the business and responsible to manage and collect rent every month. I*1844356, Entity Type: Entity For Profit, Name of OBA: GOLDEN LOTUS INVESTMENT PROPERTY 2 LLC, Address: Beaumont, CA, 92223, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/22/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: This is my rental property and I'm managing the property and collect rental income every month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-20 |
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