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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-18
CT RA APPROVED 2022-03-16
NY RA APPROVED 2022-03-16
TX RA APPROVED 2022-03-16
  • NJ RA
    APPROVED
    Since 2022-03-18
  • CT RA
    APPROVED
    Since 2022-03-16
  • NY RA
    APPROVED
    Since 2022-03-16
  • TX RA
    APPROVED
    Since 2022-03-16

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2017 02/2022
Teachers College, Columbia University New York NY 08/2015 12/2016
Extended Travel New Orleans LA 02/2017 04/2017
Ubs Financial Services Inc. New York NY 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-01
  • S66 Uniform Combined State Law Examination
    2018-05-01
Other Names
  • Ivy Zhang
  • Xiaoyu Zhang
  • Ivy X Zhang
  • Ivy Xiaoyu Zhang

View on SEC IAPD

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