Mercedes Marie Sierra Short

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-14
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2017-12-06

TX RA
APPROVED_RES

Since 2022-04-14
NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2017-12-06

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	05/2017	Present
Emc	Hopkinton	MA	07/2016	05/2017

05/2017 → Present

Morgan Stanley Smith Barney Llc

New York, NY
07/2016 → 05/2017

Emc

Hopkinton, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-06

S66 Uniform Combined State Law Examination

2017-12-06

View on SEC IAPD

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Other Investors

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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