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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-30 |
Branch Locations
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Gms Group, L.L.C. | Houston | TX | 03/2017 | 02/2019 |
| Pioneers Australia | Melbourn | 08/2009 | 03/2017 | |
| Edward Jones | St.LOuis | MO | 02/2019 | 04/2026 |
| Ameriprise Financial Services Llc | Houston | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-18 |
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