Sarah Elizabeth Vatier

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
NJ	RA	APPROVED	2020-01-02

NY RA
APPROVED

Since 2021-04-07
NJ RA
APPROVED

Since 2020-01-02

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Pine Bush, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	New York	NY	04/2017	Present
Marks Paneth Llp	Purchase	NY	09/2014	10/2016
Mercy College	Dobbs Ferry	NY	09/2013	05/2017
Nus Consulting	Park Ridge	NY	10/2016	04/2017

04/2017 → Present

Oppenheimer & Co. Inc

New York, NY
09/2014 → 10/2016

Marks Paneth Llp

Purchase, NY
09/2013 → 05/2017

Mercy College

Dobbs Ferry, NY
10/2016 → 04/2017

Nus Consulting

Park Ridge, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-28

S66 Uniform Combined State Law Examination

2019-12-28

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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