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Catherine Conrad

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Niguel, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-22
CA RA APPROVED 2017-12-13
  • TX RA
    APPROVED
    Since 2018-01-22
  • CA RA
    APPROVED
    Since 2017-12-13

Branch Locations

28202 Cabot Rd, Laguna Niguel, CA 92677 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2017 Present
Formosa Flexible Packaging America Irvine CA 05/2016 01/2017
University Of California Irvine Irvine CA 09/2013 03/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11
Other Names
  • Catherine Cocheteux
  • Catherine Julia Cocheteux

View on SEC IAPD

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