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William Cole Hawkins

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
NY RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-10-03
  • NY RA
    APPROVED
    Since 2022-09-19

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jersey Mikes Harrisonburg VA 09/2016 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2017 12/2017
Student Harrisonburg VA 06/2013 12/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2017 12/2017
Northwestern Mutual Investment Services Llc Richmond VA 01/2019 03/2021
John Van Der Hyde Richmond VA 04/2018 11/2018
Christopher Vidler Richmond VA 11/2018 02/2021
Eric Van Der Hyde Richmond VA 11/2018 02/2021
Unemployed Na VA 12/2017 03/2018
Raymond James Financial Services, Inc Glen Allen VA 03/2021 06/2022
Concentric Wealth Partners Glen Allen VA 03/2021 06/2022
Morgan Stanley Smith Barney Llc New York NY 06/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2026 Present
  • 09/2016 → 05/2017
    Jersey Mikes
    Harrisonburg, VA
  • 05/2017 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2013 → 12/2017
    Student
    Harrisonburg, VA
  • 05/2017 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2019 → 03/2021
    Northwestern Mutual Investment Services Llc
    Richmond, VA
  • 04/2018 → 11/2018
    John Van Der Hyde
    Richmond, VA
  • 11/2018 → 02/2021
    Christopher Vidler
    Richmond, VA
  • 11/2018 → 02/2021
    Eric Van Der Hyde
    Richmond, VA
  • 12/2017 → 03/2018
    Unemployed
    Na, VA
  • 03/2021 → 06/2022
    Raymond James Financial Services, Inc
    Glen Allen, VA
  • 03/2021 → 06/2022
    Concentric Wealth Partners
    Glen Allen, VA
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 06/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2019-10-10
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2019-10-10
Other Names
  • Cole Hawkins
  • William Cole Hawkins
  • William C Hawkins

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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