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Tyler James Hafford

Penobscot Financial Advisors

Bangor, ME

Portland, ME

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Current Employers
Penobscot Financial Advisors

One Monument Square Suite 501, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-18
ME RA APPROVED 2019-04-03
  • TX RA
    APPROVED_RES
    Since 2023-06-18
  • ME RA
    APPROVED
    Since 2019-04-03

Branch Locations

9 May Street, Bangor, ME 04401 • United States

One Monument Square Suite 501, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maine Pretrial Services Augusta ME 12/2011 03/2017
Morgan Stanley Bangor ME 07/2017 03/2019
Morgan Stanley Private Bank, National Association New York NY 07/2017 03/2019
Unemployed Agusta ME 03/2017 07/2017
Penobscot Financial Advisors Portland ME 04/2019 Present
  • 12/2011 → 03/2017
    Maine Pretrial Services
    Augusta, ME
  • 07/2017 → 03/2019
    Morgan Stanley
    Bangor, ME
  • 07/2017 → 03/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2017 → 07/2017
    Unemployed
    Agusta, ME
  • 04/2019 → Present
    Penobscot Financial Advisors
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
  • S66 Uniform Combined State Law Examination
    2017-06-26

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · BANGOR, ME
UBS FINANCIAL SERVICES INC. · BANGOR, ME
AMERIPRISE FINANCIAL SERVICES, LLC · Bangor, ME
MML INVESTORS SERVICES, LLC · BANGOR, ME
OSAIC WEALTH, INC. · BANGOR, ME
USA FINANCIAL SECURITIES LLC · Bangor, ME
LPL FINANCIAL LLC · BANGOR, ME
EDWARD JONES · BANGOR, ME

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