Kimberly Ann Zeppelin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-07-11

MN RA
APPROVED

Since 2017-07-11

Branch Locations

100 N Marshall Ave, Litchfield, MN 55355 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Litchfield	MN	09/2012	Present
Wells Fargo Clearing Services, Llc	Litchfield	MN	03/2017	Present

09/2012 → Present

Wells Fargo Bank Na

Litchfield, MN
03/2017 → Present

Wells Fargo Clearing Services, Llc

Litchfield, MN

Other Businesses

DOOR DASH ; NOT INV RELATED; GLENCOE,MN; DELIVERY OF FOOD AND GROCERIES ; DRIVER; START DATE: 12/13/2025; 15 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-11
S63	Uniform Securities Agent State Law Examination	2017-06-16

S65 Uniform Investment Adviser Law Examination

2017-07-11
S63 Uniform Securities Agent State Law Examination

2017-06-16

Other Names

Kimberly Ann Leach
Kimberly Zeppelin

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews