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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-07-11 |
Branch Locations
100 N Marshall Ave, Litchfield, MN 55355 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Litchfield | MN | 09/2012 | Present |
| Wells Fargo Clearing Services, Llc | Litchfield | MN | 03/2017 | Present |
DOOR DASH ; NOT INV RELATED; GLENCOE,MN; DELIVERY OF FOOD AND GROCERIES ; DRIVER; START DATE: 12/13/2025; 15 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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