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James Clifford Danner

LPl Financial LLC

Litchfield, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-26
  • MN RA
    APPROVED
    Since 2019-11-26

Branch Locations

32 E 2Nd St, Litchfield, MN 55355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Litchfield MN 10/2014 11/2019
Lpl Financial Llc Litchfield MN 11/2019 Present
Previous Registrations
  • 2014-10-23 → 2019-11-26
    Edina, MN
    Litchfield, MN
  • 2014-01-29 → 2014-10-20
    Questar Asset Management, Inc.
    Minneapolis, MN
Other Businesses

1) 11/2019 - Business entity - Danner Brekke & Everts - Investment Related - Litchfield, MN 55355 2) 3/2008 - Real Estate Rental - D&T Development LLC - 32 E 2nd St. Litchfield, MN 55355 3) 11/2019 - DBA for LPL Business (entity for LPL business) - Danner Financial - Investment Related - Litchfield, MN 55355 4) 3/10/2023 - Prideaux Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/13/2023 - 5 Hours Per Month/5 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-14
  • S63 Uniform Securities Agent State Law Examination
    1998-11-14
Other Names
  • Jim Danner

View on SEC IAPD

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