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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

403 N Sibley Ave, Litchfield, MN 55355 • United States

126 4Th St N, Atwater, MN 56209 • United States

Litchfield, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Litchfield MN 07/2002 Present
Other Businesses

MY WIFE PAMELA AND I OWN RENTAL PROPERTY. NOT LISTED AS A BUSINESS OR COMPANY. I PRIMARILY DO THE BOOKKEEPING ASPECTS. APPROX 1 HR/MTH AND ALL AFTER TRADING. OWNERSHIP HAS BEEN SINCE 12/89 1/8 OWNER OF ISLAND PINE GOLF COURSE IN ATWATER, MN, PASSIVE OWNERSHIP, WE HAVE A BOARD THAT MEETS ON A REGULAR BASIS AND MAKES DECISIONS ON THE MGMT PERSONNEL, STARTED 3/04 WHITE'S PURE HONEY POSITION: Owner NATURE: Honey production and sales. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988 ADDRESS: 61655 U.S. Hwy 12, Litchfield MN 55355 DESCRIPTION: Raise bees and sell honey to the local food coop, work weekends only. ISLAND PINE GOLF COURSE POSITION: Owner NATURE: Privately owned golf course. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 1601 Wyoming Ave. West, Atwater MN 56209, United States DESCRIPTION: Passive ownership as a share holder, I have no day to day duties or responsibilities. I am not on the board of directors and have no authority for making any of the decisions for the course. BLUE CROSS AND BLUE SHIELD OF MINNESOTA POSITION: Health insurance agent NATURE: Selling indivigual medical and Medicare supplement plans not offered through Thrivent financial. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2002 ADDRESS: 49 2nd Ave. N., Suite #101, Waite Park MN 56387, United States DESCRIPTION: Presenting health insurance plans and taking applications. NORTH SIBLEY ENTERPRISES, INC POSITION: President/Owner NATURE: Ownership of the office property that is used soley for Thrivent Financial business and an adjoining property as a separate rental. It is not marketed or used for advertising on its own. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 403 N. Sibley Ave., Litchfield MN 55355, United States DESCRIPTION: Operation of the buildings as a business office, normal maintenance, utilities and any other building expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
S63 Uniform Securities Agent State Law Examination 1999-10-09
  • S66 Uniform Combined State Law Examination
    2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    1999-10-09
Designations

View on SEC IAPD

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