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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securites Inc. | Harlingen | TX | 05/2018 | 05/2018 |
| Bbva Securities Inc. | Harlingen | TX | 03/2017 | 04/2017 |
| Bbva Securities Inc. | Harlingen | TX | 04/2017 | 01/2018 |
| Compass Bank | Birmingham | AL | 10/2015 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2019 | 10/2023 |
| Keller Williams | Brownsville | TX | 06/2019 | 12/2019 |
| Prestige Luxury Homes | Mcallen | TX | 01/2019 | 06/2019 |
| Bank Of America, N.A | Houston | TX | 11/2019 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2019 | 12/2019 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2023 | Present |
| Bbva Securites Inc. | Harlingen | TX | 05/2018 | 01/2019 |
| Bbva Compass/ Bbva Usa | Austin | TX | 10/2015 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
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