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Jesse Oscar Rivas

LPl Enterprise, LLC

North Bethesda, MD

Vienna, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 01/2017 11/2024
Hill International Washington DC 04/2012 08/2017
National Life Group Rockville MD 10/2016 12/2016
Prudential Insurance Company Of America Bethesda MD 08/2017 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
  • 01/2017 → 11/2024
    Pruco Securities, Llc.
    Bethesda, MD
  • 04/2012 → 08/2017
    Hill International
    Washington, DC
  • 10/2016 → 12/2016
    National Life Group
    Rockville, MD
  • 08/2017 → Present
    Prudential Insurance Company Of America
    Bethesda, MD
  • 11/2024 → Present
    Lpl Enterprise, Llc
    North Bethesda, MD
Previous Registrations
Other Businesses

1. 05/12/2025 - MainBridge Wealth - DBA for LPL Business (entity for LPL business) - Rockville, MD - INV REL - Start Date 05/07/2025 - 40hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GLASSMAN WEALTH SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
PROFIT INVESTMENTS
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
ORTMAN FINANCIAL PLANNING

Other Investors

Brian SCOTT Ewers
STACEE BAIN CRITTENDEN
SYED ABDUL RUMIN
Matthew EVERETT Bosley
Craig ARGENT Dell
DIEGO J DOMINGUEZ
Grant Patrick Furnary
Carson Knight

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH BETHESDA, MD
GLASSMAN WEALTH SERVICES, LLC · NORTH BETHESDA, MD
CETERA INVESTMENT ADVISERS LLC · North Bethesda, MD
GLASSMAN WEALTH SERVICES, LLC · BETHESDA, MD
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · North Bethesda, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
AMERIPRISE FINANCIAL SERVICES, LLC · ROCKVILLE, MD
EDWARD JONES · Rockville, MD

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