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Jesse Oscar Rivas

LPl Enterprise, LLC

North Bethesda, MD

Vienna, VA

CRD 6774215

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

909 Rose Avenue Suite 650, North Bethesda, MD 20852 • United States

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 01/2017 11/2024
Hill International Washington DC 04/2012 08/2017
National Life Group Rockville MD 10/2016 12/2016
Prudential Insurance Company Of America Bethesda MD 08/2017 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
  • 01/2017 → 11/2024
    Pruco Securities, Llc.
    Bethesda, MD
  • 04/2012 → 08/2017
    Hill International
    Washington, DC
  • 10/2016 → 12/2016
    National Life Group
    Rockville, MD
  • 08/2017 → Present
    Prudential Insurance Company Of America
    Bethesda, MD
  • 11/2024 → Present
    Lpl Enterprise, Llc
    North Bethesda, MD
Previous Registrations
Other Businesses

1. 05/12/2025 - MainBridge Wealth - DBA for LPL Business (entity for LPL business) - Rockville, MD - INV REL - Start Date 05/07/2025 - 40hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GLASSMAN WEALTH SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Brian SCOTT Ewers
STACEE BAIN CRITTENDEN
SYED ABDUL RUMIN

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH BETHESDA, MD
GLASSMAN WEALTH SERVICES, LLC · NORTH BETHESDA, MD
CETERA INVESTMENT ADVISERS LLC · North Bethesda, MD

More in North Bethesda, MD

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