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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-16
FL RA APPROVED 2023-11-09
  • TX RA
    APPROVED_RES
    Since 2024-02-16
  • FL RA
    APPROVED
    Since 2023-11-09

Branch Locations

4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States

Oakland Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Miramar FL 02/2017 01/2019
Ker Clinic Services Miramar FL 09/2016 02/2017
Ameriprise Financial Services, Llc Boca Raton FL 07/2021 Present
Potential Christian Academy Cooper City FL 08/2018 06/2021
Pfs Investments Inc. Miramar FL 03/2017 12/2018
  • 02/2017 → 01/2019
    Primerica Financial Services
    Miramar, FL
  • 09/2016 → 02/2017
    Ker Clinic Services
    Miramar, FL
  • 07/2021 → Present
    Boca Raton, FL
  • 08/2018 → 06/2021
    Potential Christian Academy
    Cooper City, FL
  • 03/2017 → 12/2018
    Pfs Investments Inc.
    Miramar, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-17
  • S66 Uniform Combined State Law Examination
    2023-10-17
Other Names
  • Diana Carolina Muneton

View on SEC IAPD

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